Cftc part 39 regulations
WebNov 25, 2024 · Privacy at the CFTC Industry Oversight Industry Filings Trading Organizations Clearing Organizations Data Repositories Intermediaries Market … Web(a) Stress tests of financial resources. In addition to conducting stress tests pursuant to § 39.13(h)(3), each systemically important derivatives clearing organization and subpart C derivatives clearing organization shall conduct stress tests of its financial resources in accordance with the following standards and practices: (1) Perform, on a daily basis, …
Cftc part 39 regulations
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WebPlease help improve this article by introducing citations to additional sources. CFR Title 39 - Postal Service is one of fifty titles comprising the United States Code of Federal … Webpart 39 - derivatives clearing organizations (§§ 39.1 - 39.51) part 40 - provisions common to registered entities (§§ 40.1 - 40.12) part 41 - security futures products (§§ 41.1 - 41.49) …
Web(D) For each such swap portfolio, including any portfolio containing futures and/or options and held in a commingled account pursuant to § 39.15(b)(2) of this part, by beneficial owner. ( ii ) On at least a monthly basis, a derivatives clearing organization shall conduct back tests to test the adequacy of its initial margin requirements, as ... WebApr 29, 2024 · The new rule amends sections of Part 39 of CFTC regulations, which establish the basic core principles for DCOs. The CFTC has been actively working with DCOs in a bid to address key points of implementation of Part 39, as well as how to interpret certain sections of it, to produce working principles. With all this work going on, the CFTC …
WebPART 39 - DERIVATIVES CLEARING ORGANIZATIONS 17 CFR Part 39 - DERIVATIVES CLEARING ORGANIZATIONS CFR prev next Subpart A - General Provisions Applicable to Derivatives Clearing Organizations (§§ 39.1 - 39.8) Subpart B - Compliance with Core … § 39.9 Scope. § 39.10 Compliance with core principles. § 39.11 Financial … § 39.40 Consistency with the Principles for Financial Market Infrastructures. § 39.41 … Electronic Code of Federal Regulations (e-CFR) Title 17 - Commodity and … chapter 39—stabilization of international wheat market (§§ 1641 – 1642) chapter … WebThe Division of Clearing and Risk (“DCR”) recently received several inquiries regarding the implementation of amendments to Regulation 39.13(g)(8)(ii) that the Commission …
WebAs relevant here, Part 39 regulations restrict the types of assets in which a DCO may choose to hold initial margin and funds belonging to clearing members and their customers. 3. An additional regulation under Part 39 restricts the types of assets in which a SIDCO or Subpart C DCO may hold its own funds. 4. Each of these regulations contains
WebElectronic Code of Federal Regulations (e-CFR) Title 17 - Commodity and Securities Exchanges; CHAPTER I - COMMODITY FUTURES TRADING COMMISSION; PART 39 - DERIVATIVES CLEARING ORGANIZATIONS; Subpart B - Compliance with Core Principles § 39.16 Default rules and procedures. 17 CFR § 39.16 - Default rules and … honeywell 360 degree 1500 watt heaterWebApr 13, 2024 · 17 CFR Part 190 Bankruptcy Regulations 2/11/2024 86 ... 17 CFR Parts 39 and 140 Exemption From Derivatives Clearing Organization Registration Effective Date: Monday, February 8, 2024 ... CFTC Headquarters Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 honeywell 360-degree fan electric tent heaterWeb(a) Definitions. For purposes of this section and § 39.34: . Controls mean the safeguards or countermeasures employed by the derivatives clearing organization in order to protect the reliability, security, or capacity of its automated systems or the confidentiality, integrity, or availability of its data and information, and in order to enable the derivatives clearing … honeywell 350 cool mist humidifierWebIf there is a decrease of 25 percent or more in the total value of the liquidity resources available to satisfy the requirements under § 39.11(e) or § 39.33(c), as applicable, either from the last quarterly report submitted under § 39.11(f) or from the value as of the close of the previous business day, a derivatives clearing organization ... honeywell 360 heaterWebSep 30, 2024 · The DCO registration amendments revise Parts 39 and 140 of the CFTC’s regulations to allow certain DCOs organized outside the United States to register with the CFTC and to satisfy the core principles ... The CFTC noted that DCOs do not typically report swap data under Part 43 of the CFTC regulations “because cleared swaps have … honeywell 360 heater with remoteWebCommodity Futures Trading Commission CFTC honeywell 360 space heater clicking oilWebEach fiscal quarter, or at any time upon Commission request, a derivatives clearing organization shall: ( i) Report to the Commission; ( A) The amount of financial resources necessary to meet the requirements of paragraph (a) of this section and §§ 39.33 (a) and 39.39 (d), if applicable; ( B) The value of each financial resource available ... honeywell 360 degree surround heater hhf360w